Outsourced Compliance Officer
A named compliance officer covering conduct, consumer protection and licence conditions outside the AML perimeter.
Fee & intake
Sign in to see the engagement fee (plus 7.5% VAT), complete the intake form, save a draft if you need to, then pay to submit.
- Renews
- Every 12 months
Regulatory and standards basis
This engagement is performed against the following instruments. Each is cited in the deliverable at the point it is relied on.
- CBN Consumer Protection Framework
- Licence conditions per category
- Nigerian Code of Corporate Governance 2018
Who this is for
- Licensed entities without an in-house compliance function
What you receive
- 01Named compliance officer
- 02Compliance monitoring programme execution
- 03Complaints and conduct oversight
- 04Board compliance reporting
How the engagement runs
Phase 1
Onboarding
Appointment, regulator notification where required, and a handover of existing programme material.
Phase 2
Steady state
The named role-holder discharges the function: reviews, decisions, filings and escalations.
Phase 3
Reporting
Monthly management information and quarterly board reporting.
Phase 4
Review
Annual programme review, with the engagement rolling on a 12-month term.
Questions
Who approves the deliverable?
A named member of the engagement team reviews it and a partner approves it. Their name, title and credentials are printed on the report, and the approval is recorded against the engagement in the portal.
What is the minimum term?
Twelve months, invoiced monthly in advance, or annually in advance where agreed at intake.
What happens next year?
The portal reminds you 90, 60 and 30 days before it is due, and you start a new version of this engagement pre-filled from the answers you gave last time. You update only what has changed, and you see a side-by-side of what changed before you submit.
Where do our documents live?
In private storage, accessible only through short-lived signed links, with every view and download logged. Nothing is attached to email. Our sub-processors and data residency are published on the trust page.
How do we pay?
By card through Stripe after you complete intake in the portal. You can save a draft without paying; submission happens only after payment succeeds.
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